Exercise 1 · Room results
Where do we stand?
0
answers
Which processes come up most often?
Up to three per person. Share of all answers.
- Annual compliance risk assessment0 (0%)
- Regulatory monitoring0 (0%)
- Compliance reporting from raw data0 (0%)
- Creating training material0 (0%)
- Business partner checks (due diligence)0 (0%)
- Monitoring training records0 (0%)
- Gifts and hospitality register0 (0%)
- Policy management0 (0%)
- Reports from the whistleblowing system0 (0%)
- KYC checks0 (0%)
- PEP screening and transaction monitoring0 (0%)
- Internal correspondence0 (0%)
How do the processes run today?
- No AI0 (0%)
- Route 1: chat0 (0%)
- Route 2: folder with a workflow0 (0%)
- Route 3: own application0 (0%)
Which data class do they have?
- A: Public0 (0%)
- B: Internal without personal data0 (0%)
- C: Personal or confidential0 (0%)